Latitude Income Strategies, RAS & VMX Platforms

In Search of Yield

• Latitude Opportunistic Income & Enhanced Income Strategies (Fact Sheet)

Latitude Enhanced Income

An actively managed enhanced cash strategy that seeks income and total return opportunities by investing predominantly in short-duration securities just beyond the reach of money market funds.

Latitude Opportunistic Income

An actively managed strategy that invests flexibly across a broad range of income-generating securities enabling it to seek the best opportunities in the prevailing market environment, wherever they are found.

• About Portfolio Manager, Brad Corbett

Q: What is ‘Risk Alignment’?

A: It is a ground breaking analytics approach designed to match an investor’s risk tolerance with an investment portfolio targeted to perform within a acceptable range of market volatility.

First, the Market Volatility Questionnaire identifies an investor’s willingness to accept market volatility within a six-month period.

Second, the Portfolio Analysis Tool provides a six-month volatility forecast based on each individual holding.

Email: LEI@verityinvest.com | Password: Latitude1

In combination, this Risk Alignment process allows you to illustrate a portfolio that is designed to fit your client’s unique and individual risk preferences and meet their performance expectations with a 95% mathematical confidence.

Please note, this is a single user account provided as a demonstration tool for your benefit, and may be temporarily interrupted by another user session. To request an individual user license for the full Portfolio Analysis Tool, powered by Riskalyze, contact Verity Asset Management.

Verity New Account Paperwork

• New Account Application Package - Flexible Pricing (Solicitor Only)
• ACH Fee Billing Authorization
• Account Change Form (RIA)

Verity Workplace Models

• Performance Summary
• Participants
• Strategy Guide
• Advisory Fee Illustration

Marketing Material

• Too Many Choices (participant brochure)
• TIAA Participant Choice Brochure
• Market Commentary & Outlook
• Investment Committee Profile
• Verity Form ADV Part 2
• Privacy Policy

Fidelity Forms

Fidelity TEM Advisor Services: (888) 766-6815
Fidelity Client Services: (800) 343-0860
403b Online Enrollment
Fidelity NetBenefits Form Library
RIA Authorization/Indemnifcation (Employer Plan Accounts)

Fidelity Brokerage Link Forms

• Instructions
• Enrollment Form
• RIA Authorization

Verity Asset Management Forms

• Verity Strategy Selection Guide

TIAA Forms

• Access forms through TIAA On-line Advisor Access
  
  This is the most current and most complete source of TIAA forms. If you do not have log-in access, follow the ‘register for full access to the site’ link. You will need your TIAA APIN and your social security number to proceed.
  
  
• Authorization to Access - Verity
• Fee Billing Authorization - Defined Contribution
• Fee Billing Authorization - IRA
• TX ORP Fee Billing Agreement
• TIAA 403(b) Financial Hardship Distribution
• Client On-line Forms Library

Verity Asset Management Forms

• Verity Strategy Selection Guide

Pentegra offers investment solutions for every type of investor. Recognizing the diverse investment needs of participants, we offer access to thousands of funds with no proprietary fund requirements. Participants enjoy the ease of a single, flexible solution for personalized retirement investing with the confidence that comes with unlimited, unbiased fund options and objective advice. Our open architecture platform means that your participants are free to work with the advisor of their choice to select the investment funds that are right for them and tailor an asset allocation that best meets their long-term retirement goals.

Submit this for to become appointed with Pentegra.

Verity Workplace Strategies

• Performance Summary
• Presentation for Educators
• Presentation for Participants

Texas Higher Education

• Pentegra: The Texas Non-ERISA 403(b) Opportunity
• Enrollment Application
• Transfer/Exchange Form
• Assignment of Financial Advisor Form
• Verity Strategy Guide

Texas Consortium of Community Colleges

• Pentegra: The Texas Non-ERISA 403(b) Opportunity
• Enrollment Application
• Transfer/Exchange Form
• Assignment of Financial Advisor Form
• Verity Client Advisory Agreement / Solicitor (may be required)
• Verity Strategy Guide

Texas K-12

• Pentegra: The Texas Non-ERISA 403(b) Opportunity
• Plan Authorization (if needed to establish Pentegra)
• Enrollment Application
• Transfer/Exchange Form
• Assignment of Financial Advisor Form
• Verity Strategy Guide

Service Forms

• Salary Reduction Agreement
• Personal Information Change Form
• Beneficiary Change Form
• Distribution Request Form
• Hardship Withdrawal Form
• Required Minimum Distribution Form
• Death Distribution Form
• Privacy Policy
• Rollover Pros and Cons
• Special Tax Notice
• Loan Request

ASPire is an open-architecture mutual fund environment available to participants in hundreds of school districts throughout the country. Verity is a Strategist on the ASPire platform offerring a selection of managed models available through advisors.

• Find an ASPire Plan Near You
• ASPire Forms & Applications
• Verity 403(b)(7) Strategist Application
• Sample 403(b)(7) Application
• Retirement Account Exchange/Transfer/Rollover Request Form
• Performance
• ePEG Data Sheet for 401(k) Plans
• ePEG Tips 401(k) Plans

Verity’s Employer Plan’s Division offers a wide range of fiduciary support services to help advisors deliver customized solutions to their plan sponsor clients.

• Fiduciary Services for Retirement Plans
• Fiduciary Solutions for Plan Sponsors & Plan Participants
• VAM Investment Selection Process
• VAM Investment Monitoring Process

Contact Michael DeCamillis, Director, to learn more about ways Verity can help you build your business.