The Summit Group Advisors

Verity Workplace Models

• Performance Summary
• RAS Strategy Presentation for Educators
• RAS Strategy Presentation for Participants

Marketing Material

• Retirement Account Strategies
• Too Many Choices (participant brochure)
• TIAA Participant Choice Brochure
• Topic Flyer: Workplace Active Management (participant)
• Market Commentary & Outlook
• Investment Committee Profile
• Verity Form ADV Part 2

Verity Asset Management RIA # 11181

• Security Benefit Website
  
• Advisor Program 403(b) Enrollment Form
• Investment Advisor Authorization - Custodial Account
  

Fidelity Secondary G# 14546501

Fidelity Forms

Fidelity TEM Advisor Services: (888) 766-6815
Fidelity Client Services: (800) 343-0860
- 403b Online Enrollment
- Fidelity NetBenefits Form Library
- RIA Authorization/Indemnifcation (Employer Plan Accounts)

Fidelity Brokerage Link Forms

• Instructions
• Enrollment Form
• RIA Authorization

Verity Asset Management Forms

• Verity Strategy Selection Guide

Fidelity Secondary G# 14546501

Verity provides managed account services for individual retail accounts on the Fidelity Institutional Wealth Services platform.

• New Account Application Package
• Strategy Guide
• Form ADV Part 2
• Privacy Policy
• Account Change Form (RIA)

TIAA Forms

• Access forms through TIAA On-line Advisor Access
  
  This is the most current and most complete source of TIAA forms. If you do not have log-in access, follow the ‘register for full access to the site’ link. You will need your TIAA APIN and your social security number to proceed.
  
  
• Authorization to Access - Verity
• Fee Billing Authorization - Defined Contribution
• Fee Billing Authorization - IRA
• TX ORP Fee Billing Agreement
• TIAA 403(b) Financial Hardship Distribution
• Client On-line Forms Library

Verity Asset Management Forms

• Verity Strategy Selection Guide

Personal Choice Retirement Accounts

With a Schwab Personal Choice Retirement Account® (PCRA), you can invest in a retirement plan with the freedom of a brokerage account.

A Schwab PCRA is a self-directed brokerage account (SDBA) that resides within your employer-sponsored retirement plan. In addition to the choices typically offered by retirement plans, PCRA lets you invest in a much wider range of investments.

Schwab is restricted from providing advice on PCRAs; however, your retirement plan may allow you to appoint an independent advisor.

• Learn More
• PCRA Limited Power of Attorney Form
  

Verity Asset Management Forms

• Verity Strategy Selection Guide

• Calsters Pension2
• Self Directed Brokerage Accounts Read More …
• Advisor Authorization
• SDBA New Account Form
• SDBA Client Agreement
• RIA Limited Power of Attorney Form

Verity Asset Management Forms

• Verity Strategy Selection Guide

Pentegra offers investment solutions for every type of investor. Recognizing the diverse investment needs of participants, we offer access to thousands of funds with no proprietary fund requirements. Participants enjoy the ease of a single, flexible solution for personalized retirement investing with the confidence that comes with unlimited, unbiased fund options and objective advice. Our open architecture platform means that your participants are free to work with the advisor of their choice to select the investment funds that are right for them and tailor an asset allocation that best meets their long-term retirement goals.

Submit this for to become appointed with Pentegra.

Verity Workplace Strategies

• Performance Summary
• Presentation for Educators
• Presentation for Participants

Texas Higher Education

• Pentegra: The Texas Non-ERISA 403(b) Opportunity
• Enrollment Application
• Transfer/Exchange Form
• Assignment of Financial Advisor Form
• Verity Strategy Guide
  

Texas Consortium of Community Colleges

• Pentegra: The Texas Non-ERISA 403(b) Opportunity
• Enrollment Application
• Transfer/Exchange Form
• Assignment of Financial Advisor Form
• Verity Client Advisory Agreement / Solicitor (may be required)
• Verity Strategy Guide
  

Texas K-12

• Pentegra: The Texas Non-ERISA 403(b) Opportunity
• Plan Authorization (if needed to establish Pentegra)
• Enrollment Application
• Transfer/Exchange Form
• Assignment of Financial Advisor Form
• Verity Strategy Guide
  

Service Forms

• Salary Reduction Agreement
• Personal Information Change Form
• Beneficiary Change Form
• Distribution Request Form
• Hardship Withdrawal Form
• Required Minimum Distribution Form
• Death Distribution Form
• Privacy Policy
• Rollover Pros and Cons
• Special Tax Notice
• Loan Request

ASPire is an open-architecture mutual fund environment available to participants in hundreds of school districts throughout the country. Verity is a Strategist on the ASPire platform offerring a selection of managed models available through advisors.

• Find an ASPire Plan Near You
• ASPire Forms & Applications
• Verity 403(b)(7) Strategist Application
• Sample 403(b)(7) Application
• Retirement Account Exchange/Transfer/Rollover Request Form
• Performance
• ePEG Data Sheet for 401(k) Plans
• ePEG Tips 401(k) Plans