Kestra Financial Retirement Account Services

Verity Forms

• RAS Platform Registration Page

Verity Workplace Models

• Performance Summary
• Participants

Marketing Material

• Too Many Choices (participant brochure)
• TIAA Participant Choice Brochure
• Topic Flyer: Workplace Active Management (participant)
• Market Commentary & Outlook
• Investment Committee Profile
• Verity Form ADV Part 2

Fidelity Forms

Fidelity TEM Advisor Services: (888) 766-6815
Fidelity Client Services: (800) 343-0860
403b Online Enrollment
Fidelity NetBenefits Form Library
RIA Authorization/Indemnifcation (Employer Plan Accounts)

Fidelity Brokerage Link Forms

• Instructions
• Enrollment Form
• RIA Authorization

Verity Asset Management Forms

• Verity Strategy Selection Guide

Verity provides managed account services for individual retail accounts on the Fidelity Institutional Wealth Services platform.

• New Account Application Package
  Verity Fidelity IWS G#13545827
• Strategy Guide
• Form ADV Part 2
• Privacy Policy
• Account Change Form (RIA)

TIAA Forms

• Access forms through TIAA On-line Advisor Access
  
  This is the most current and most complete source of TIAA forms. If you do not have log-in access, follow the ‘register for full access to the site’ link. You will need your TIAA APIN and your social security number to proceed.
  
  
• Authorization to Access - Verity
• Fee Billing Authorization - Defined Contribution
• Fee Billing Authorization - IRA
• TX ORP Fee Billing Agreement
• TIAA 403(b) Financial Hardship Distribution
• Client On-line Forms Library

Verity Asset Management Forms

• Verity Strategy Selection Guide

Personal Choice Retirement Accounts

With a Schwab Personal Choice Retirement Account® (PCRA), you can invest in a retirement plan with the freedom of a brokerage account.

A Schwab PCRA is a self-directed brokerage account (SDBA) that resides within your employer-sponsored retirement plan. In addition to the choices typically offered by retirement plans, PCRA lets you invest in a much wider range of investments.

Schwab is restricted from providing advice on PCRAs; however, your retirement plan may allow you to appoint an independent advisor.

• Learn More
• PCRA Limited Power of Attorney Form

Verity Asset Management Forms

• Verity Strategy Selection Guide

• Calsters Pension2
• Self Directed Brokerage Accounts Read More …
• Advisor Authorization
• SDBA New Account Form
• SDBA Client Agreement
• RIA Limited Power of Attorney Form

Verity Asset Management Forms

• Verity Strategy Selection Guide